Galvin Legal, PLLC
on June 30 2022 at 02:37 AM public
U6 Expungement
Galvin Legal, PLLC
on November 27 2021 at 01:37 AM public
Hospitality Investors Trust

GPB Capital Holdings has also been named in a class action lawsuit and other investigations. Investors have filed a class action lawsuit in the Western District of Texas that alleges violations of federal securities laws by GPB Capital Holdings, Ascendant Capital, and the Brokerage Firms. The amended prospective class action the investors claimed that “astronomical fees and undisclosed conflicts of interest undermined buyers of GPB Capital private placements from the...  more
galvinlegal – alugha
Multilingual video production for everyone. Alugha offers you the first universal toolkit to create, publish and host multilingual videos...
Galvin Legal, PLLC
on November 17 2021 at 04:24 AM public
GPB Automotive

GPB Capital holdings reported a dramatic decrease in its AUM at the end of June compared to 18 months earlier. In June 2020, the firm reported $238.6 million in AUM, according to its Form ADV. At the end of 2017, 18 months prior, the firm reported $434.3 million in AUM. This represents a decrease of 45.2%. For more details, visit online: http://www.nfomedia.com/profile?uid=rKdYheF
Nfomedia: GPB A.'s Profile
Social software designed for higher education. Courseware made simple. Used by professors to supplement courses on the Web.
Galvin Legal, PLLC
on November 12 2021 at 11:59 PM public
GPB Capital

GPB Capital Holdings has also been named in a class action lawsuit and other investigations. Investors have filed a class action lawsuit in the Western District of Texas that alleges violations of federal securities laws by GPB Capital Holdings, Ascendant Capital, and the Brokerage Firms. For more details, visit online: http://opentradezone.com/author/galvinlegal/
GPB Capital
DID YOU SUFFER LOSSES IN A GPB CAPITAL HOLDINGSINVESTMENT? If yes, then Galvin Legal may be able to help you recover your losses in a Financial...
Galvin Legal, PLLC
on November 06 2021 at 06:33 AM public
FINRA Expungement

According to the release FINRA has adopted new rules to address brokers with a significant history of misconduct and the broker-dealers that employ them. FINRA has announced that the new rules take effect on September 1, 2021 and could significantly impact your ability to associate with broker-dealers. Request a free consultation, or call 1-800-405-5117 to speak with a FINRA U4 Expungement Attorney now. Visit online to get more details: https://app.vagrantup.com/galvinlegal
galvinlegal - Vagrant Cloud
Vagrant Cloud by HashiCorp
Galvin Legal, PLLC
on October 30 2021 at 12:47 AM public
CRD Expungement Attorney

FINRA Expungement is considered to be an “extraordinary remedy” and arbitrators are told that they should only recommend it under certain circumstances. Generally speaking, customer complaints and disputes, and Form U5’s Reason for Termination and the associated Disclosure Reporting Pages (i.e.Employment Separation After Allegations) can be expunged if they meet the grounds outlined in FINRA’s rules. Visit here for more details: https://www.broadwayworld.com/board/newcs...  more
Profile for galvinlegal BroadwayWorld Board
BroadwayWorld Message Board User Profile for galvinlegal
Galvin Legal, PLLC
on October 25 2021 at 12:25 AM public
U5 Expungement

FINRA operates and maintains the Central Registration Depository (“CRD”) pursuant to its rules and its agreements with other securities regulators and the North American Securities Administrators Association (NASAA). The CRD contains disclosure and administrative information about registered securities firms (e.g. broker-dealer, brokerage firms, registered investment advisors) and registered individuals (e.g. brokers, registered representatives, investment advisor representatives...  more
U5 Expungement
Brokers may seek to expunge information from their record in the CRD. The process is called CRD Expungement and is accomplished through an...
Galvin Legal, PLLC
on October 17 2021 at 11:58 PM public
GPB Capital

GPB Capital Holdings has also been named in a class action lawsuit and other investigations. Investors have filed a class action lawsuit in the Western District of Texas that alleges violations of federal securities laws by GPB Capital Holdings, Ascendant Capital, and the Brokerage Firms. For more details, visit online: https://storium.com/user/galvinlegal
Storium — galvinlegal
Galvin Legal, PLLC
on October 09 2021 at 03:01 AM public
GPB Capital

GPB Capital Holdings missed multiple deadlines for its audited financial reports, most recently due to the resignation of the firm’s auditor and audit committee in November 2019. The resignations followed the indictment of Michael Cohn, its new managing director and chief compliance officer who joined the firm in October 2018. For more details, visit online: https://www.easyhits4u.com/profile.cgi?login=galvinlegal&view_as=1
galvinlegal at EasyHits4U traffic exchange
EasyHits4U.com - massive traffic exchange. 1:1 exchange ratio. Get unlimited visits to your site. It's all absolutely FREE
Galvin Legal, PLLC
on October 01 2021 at 07:16 AM public
GPB Holdings

At Galvin Legal, PLLC, we offer free, fully confidential case evaluation to investors nationwide. If you sustained serious investment losses in GPB Capital Holdings investments or any other private placement, we are prepared to help. Our legal team will start by carefully reviewing the facts and strength of your claim. Visit here for more details: https://uebermaps.com/profile/54429
uebermaps | GPB Holdings - Profile
GPB Holdings - Profile
Galvin Legal, PLLC
on September 25 2021 at 12:50 AM public
GPB Capital

GPB Holdings Qualified was created to allow qualified investors to indirectly invest in GPB Holdings without incurring unrelated business taxable income. GPB Holdings Qualified is expected to invest substantially all of its net offering proceeds into GPB Holdings. For more details, visit online: https://vocal.media/authors/gpb-capital
GPB Capital | Vocal
Vocal is a platform for supporting, discovering and rewarding creators.
Galvin Legal, PLLC
on September 17 2021 at 12:12 AM public
GPB Automotive

GPB Capital holdings reported a dramatic decrease in its AUM at the end of June compared to 18 months earlier. In June 2020, the firm reported $238.6 million in AUM, according to its Form ADV. At the end of 2017, 18 months prior, the firm reported $434.3 million in AUM. This represents a decrease of 45.2%. For more details, visit online: https://www.recentstatus.com/galvinlegal
GPB Automotive
DID YOU SUFFER LOSSES IN A GPB CAPITAL HOLDINGSINVESTMENT? If yes, then Galvin Legal may be able to help you recover your losses in a Financial...
View More
arrow_forward