FINRA Expungement is considered to be an “extraordinary remedy” and arbitrators are told that they should only recommend it under certain circumstances. Generally speaking, customer complaints and disputes, and Form U5’s Reason for Termination and the associated Disclosure Reporting Pages (i.e.Employment Separation After Allegations) can be expunged if they meet the grounds outlined in FINRA’s rules. Visit here for more details: https://www.broadwayworld.com/board/newcs... moreCRD Expungement Attorney
FINRA Expungement is considered to be an “extraordinary remedy” and arbitrators are told that they should only recommend it under certain circumstances. Generally speaking, customer complaints and disputes, and Form U5’s Reason for Termination and the associated Disclosure Reporting Pages (i.e.Employment Separation After Allegations) can be expunged if they meet the grounds outlined in FINRA’s rules. Visit here for more details: https://www.broadwayworld.com/board/newcsd.cfm?ID=1836406
