Financial Advisor - Complaint

I want to complaint against my financial advisor but I don't know if it's possible and, if yes, where to do it ? I am in Vermont.
David Scott on October 27 at 06:28 AM in Questions about a business
7 Answer(s)
You can file a complaint in going on this link : https://www.finra.org/investors/file-complaint
 
George Weston on October 27 at 06:34 AM Edited
You can get a complaint form online 
oilumiun on November 09 at 10:11 PM

I recently had an experience with an online financial advisor that left me feeling frustrated. The main issue was their lack of responsiveness. It took days to get a reply to my questions, and sometimes they even missed deadlines. Communication is essential when it comes to financial matters, and their unresponsiveness made me uneasy. Additionally, there was a lack of transparency in their fee structure. Hidden charges appeared, which weren't disclosed upfront. This lack of clarity on fees is a serious concern for me. Overall, I believe a good online financial advisor should prioritize communication and transparency to build trust with their clients. So I found guys providing Online Bookkeeping assist. Highly recommended to prevent such issues.

 
 
Chris Yioung on September 18 at 06:27 AM
Please collect all the evidence that is beneficial to you before making a complaint
pinliver on September 13 at 05:15 AM
In Vermont, if you wish to file a formal complaint against a financial advisor, you can do so through the Vermont Department of Financial Regulation (DFR). The DFR oversees various financial services and ensures that consumer interests are protected. slot gacor
milestone on August 27 at 01:58 AM
make sure you have the most favorable evidence 
mayo mayo on June 16 at 06:15 AM
Just file a complaint.
Alan Falvo on April 13 at 03:46 AM